Register Now ONLINE WORKSHOP
Join our upcoming Workshop on ‘Implementing a Risk-Based Approach,’ scheduled for Friday, 25 April, 2025 at 10:00 AM AST to 4:00 PM AST. Learn from industry experts and gain practical strategies to enhance your compliance framework. This in-depth workshop is tailored for professionals seeking to effectively manage risk and meet regulatory standards.
Speakers
This comprehensive one-day training workshop will feature esteemed speakers who bring a wealth of knowledge and insights into how to adopt a risk-based approach. Drawing on their vast knowledge and practical experience from various industries, they will provide invaluable insights into effective risk management strategies. The workshop includes interactive practical exercises to engage participants actively and deepen their understanding of key principles. Attendees will benefit from their diverse perspectives and real-world experiences, making this workshop an invaluable opportunity for learning and collaboration. A Certificate of Achievement will be issued on completion of the Workshop.
Workshop Agenda
Our speakers will deliver comprehensive presentations on critical topics on Implementing a Risk-Based Approach.
10:00 AM - 10:30 AM - Panel Discussion: Understanding the Risk-Based Approach
Explore the foundational principles of the risk-based approach and its importance in effective compliance management. Gain insights into how this approach enhances decision-making and safeguards against potential threats.
10:30 AM - 11:00 AM - Practical Exercise: Setting a Firm's Risk Appetite
Through this interactive exercise, participants will define their firm's risk appetite and explore how to balance business objectives with regulatory obligations.
11:00 AM - 11:30 AM - Presentation: Performing KYC, CDD and EDD & Documenting Risk Assessments
We will delve into best practices for Know Your Customer (KYC), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD). Learn how to document risk assessments to meet compliance standards effectively.
11:30 AM - 12:00 PM - Practical Exercise: Identifying Risks
Test your skills in identifying client risks, transaction risks, and geographic risks with real-world scenarios designed to challenge your analytical abilities and enhance your decision-making process.
12:00 PM - 1:00 PM - Lunch-Time Lecture: How Tech and AI Tools are Reshaping Compliance
Take a deep dive into the how technology and AI tools are revolutionizing the compliance function. This pre-recorded lecture offers a glimpse into the future of risk management.
1:00 PM - 3:00 PM - Drafting AML Compliance Infrastructure
Over this two-hour session, participants will receive training on designing comprehensive KYC & CDD Forms, developing Training Plans, maintaining Risk Registers and drafting AML Policies and Procedures that align with the firm's risk appetite and resources.
3:00 PM - 4:00 PM - Interactive Q&A, Networking Session & Closing Remarks
We will open the floor for questions and an opportunity for networking and wrap up with closing remarks.
